Compliance Director
Experience 10 years plus in financial industry
Education graduate
Ensure the company's compliance with laws, regulations, instructions, and decisions issued by regulatory authorities, and adjust the company’s practices to align with any amendments. This role also aims to promote a clear understanding among company employees regarding regulatory legislation by implementing specific procedures to verify the company’s, agents’, and employees’ adherence. The role involves investigating potential violations or risks of non-compliance and monitoring customer activities to ensure they align with the governing legislation.